FCA Review: Suitability

The FCA seems happy with the outcome of a review of suitability it undertook last year which captured 1,142 individual pieces of advice given by 656 firms.

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In The Clouds

The FCA publishes Guidance Consultation GC 15/6 “Proposed guidance for firms outsourcing to the ‘cloud’ and other third-party IT services”

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Regulatory References

Consultation Paper CP15/31 proposes the introduction of new SYSC Chapter 22 ‘Regulatory References’

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