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8th Dec 2015
2nd Oct 2015
29th Aug 2015
The FCA and HM Treasury has launched the Financial Advice Market Review (FAMR)
25th Aug 2015
A high-level overview of recent items of regulatory interest for August
31st Jul 2015
FCA publishes guidance on the risk to customers
29th Apr 2015
FCA structure changes introduced to help embed new strategy
15th Jan 2015
Key documents for PRIIPs come into force
2nd Aug 2013
Further type of collective scheme proposed following EuVECA and EuSEF
30th Apr 2013
Final policy statement released meaning platforms will no longer be allowed to be funded by rebates/payments from product providers
Professional Clients and the Financial Ombudsman Service
Background Changes are being made to the Disputes Resolution Sourcebook: Complaints Sourcebook (DISP) of the FCA Handbook. The...
Fourth Money Laundering Directive: Proposed Amendments
As we know the UK (and other Member States) have until 26 June 2017 to implement the Fourth...
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