Dear CEO: Suitability Findings of FSA review highlight weaknesses among firms in assessing suitability, including inadequate client classification
FCA change of London address Of relevance to: All firms regulated by the FCA Key date: From June 2018 – update websites, literature,...
GDPR Compliance is now a board level responsibility Of relevance to: All FCA-regulated firms Key date: Applicable from 25 May 2018 The Financial Conduct Authority (“FCA”)...
