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15th Jan 2015
Key documents for PRIIPs come into force
2nd Aug 2013
Further type of collective scheme proposed following EuVECA and EuSEF
30th Apr 2013
Final policy statement released meaning platforms will no longer be allowed to be funded by rebates/payments from product providers
Regulations published concerning use of EuVECA and EuSEF designations
27th Mar 2013
Adoption of EU-wide passport and uniform requirements for such collective investment undertakings
27th Sep 2012
New RDR Guide published by FSA
25th Jul 2012
18th Jan 2012
Draft guidelines published by ESMA
9th Nov 2011
Credit Suisse fined £5.95m
Professional Clients and the Financial Ombudsman Service
Background Changes are being made to the Disputes Resolution Sourcebook: Complaints Sourcebook (DISP) of the FCA Handbook. The...
Fourth Money Laundering Directive: Proposed Amendments
As we know the UK (and other Member States) have until 26 June 2017 to implement the Fourth...
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