Regulatory Consulting & Compliance Leadership

Complyport is a leading compliance and regulatory consultancy providing bespoke, practical solutions for all manner of regulated firms both in the UK and overseas.

Our specialist expertise can either sit alongside your current compliance teams or, for an independent solution, we can bring our Compliance Services team in-house.

Established in 2002, Complyport combines former regulators, industry practitioners and legally qualified individuals to offer our clients an unparalleled, professional team, and we are proud of our reputation gained through hard work and ensuring our clients receive exceptional compliance services at all levels.

We serve clients across all areas of regulated activities, ranging from simple consumer credit activity, through retail advice, investment management, securities brokerage, banking, venture capital, private equity, corporate finance to capital introduction. Please see the section on Service Sectors and example case studies Supporting a Vertically Integrated Firm,  Governance, Risk and Compliance Review and Developing an Investment Proposition for more information

Our Approach

We are a team that values integrity and professionalism. Our approach is to listen to the wishes of clients. Reputation and Quality is important to us.

We will see things from your perspective. The support you receive is carefully structured to first recognise the regulatory risk and then identify a practical solution faced by you.

The majority of our clients retain us on a monthly basis to provide a comprehensive level of support. We actively encourage you to ask questions.

Our expertise extends to special projects including enforcement, compliance audit, due diligence on acquisitions and expert witness work. Please see our section on Special Services for more information.

You have the freedom to choose the level of service that best fits your compliance needs.