Ongoing Regulatory Support, Advice and Monitoring
Across a range of sectors, FCA regulated firms face particular challenges in meeting often complex and rapidly changing regulatory requirements.
Smaller firms often struggle to cope adequately with the demands of the Compliance role. Ideally they would benefit from outsourcing compliance, but the FCA and other regulators will not tolerate the delegation of responsibility for adequate compliance. Such firms need a resource to whom they can turn for cost-effective advice, guidance and hands-on support.
Larger and medium sized firms often have a Compliance team, but such teams often struggle to stay up to date with developing regulatory requirements and/or lack the specialist knowledge or skills to deal with certain more specialist areas of regulation. They need a cost-effective point of reference and trusted adviser to whom they can turn in such situations.
Our team of compliance specialists provide ongoing bespoke and tailored support to clients in a wide range of sectors. We use our extensive knowledge of financial services regulation, governance and risk in various jurisdictions to alleviate our clients’ compliance burden so that they can focus on what they do best.
We do not have a ‘one size fits all’ approach and will work with you to understand and establish your needs to put together a service that best suits your continuing requirements. This can be anything from an all-encompassing ongoing support suite, where we will allocate a team of dedicated specialists to provide proactive, practical support and solutions to an ad hoc arrangement where you call upon us as and when the need arises.