“Clear, fair and not misleading”

From brochures to websites, social media to seminars, the range of activities and publications covered by FCA regulation is wide and varied.

The regulator has stressed that it is committed to driving up standards in the Financial Promotions area.

It is important that firms of all shapes and sizes are compliant with the relevant rules and legislation, especially if you are a firm that deals with retail clients.

Our team can help you meet your obligations by:

  • Reviewing your current marketing materials, processes and procedures, updating these where necessary,
  • Providing advice and guidance on what disclaimers, risk warnings and language should be used and when,
  • Considering your social media presence and providing solutions which meet the FCA requirements, while retaining your own unique corporate identity, and
  • Advising on specialist marketing rules under the UCITS and AIFMD regimes, including National Private Placement Regimes and marketing passports throughout the EEA.

If you require assistance, please contact Graham Levi-Samper on +44 (0)20 7399 4980 today for more information.