Brexit — FCA statement on various MiFID obligations and benchmarks regulation if the UK leaves the EU without a transition period
FCA statement on onshoring ESMA’s temporary product intervention measures on Retail CFDs and Binary Options
Joint statement by UK and US authorities on continuity of derivatives trading and clearing post-Brexit
FCA Financial Crime Guide to have new chapter on insider dealing and market manipulation Of relevance to: All firms subject to the financial crime rules in SYSC 6.1.1R, and who arrange...
FCA releases near final rules on SM&CR for FCA regulated firms. On 4 July 2018, the Financial Conduct Authority (“FCA”) released ‘The Senior Managers and Certification Regime: Guide for...
