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Complyport & Fieldfisher’s SM&CR Webinar recording

Senior Managers and Certification Regime: The FCA has published the final rules on the extension of the Senior Managers and Certification Regime (SM&CR) for solo-regulated firms

CSSF — Mandatory Notification for UK firms in the context of Brexit

New EU cross-border distribution rules published in the Official Journal

The FCA acts to protect consumers transferring out of defined benefit pension schemes

The FCA provides clarity on current crypto-assets regulation

Fund Managers and the Pension Transfer Trap

The FCA and the Dutch Authority for the Financial Markets (AFM) agree on closer partnership

The FCA has confirmed permanent restrictions in the sale of CFDs and CFD-like options to retail consumers

FCA Statement on the ESMA opinion on the FCA’s final rules for CFDs and CFD-like options

FCA proposes ban on sale of crypto-derivatives to retail consumers

The FCA confirms new rules for P2P Platforms

FCA Dear CEO Letter – Wealth Management and Stockbroking Supervision Strategy

Germany – Crypto Assets to Be Regulated as Financial Instruments

Shareholder Rights Directive II

Brexit — Ireland and Luxembourg Potential Fund Manager Site Inspections

Financial Times — FCA investigations into City Directors rises sharply

FCA and PRA jointly fine Raphaels Bank £1.89m for outsourcing failings

FCA update on Share Trading Obligations

FCA confirms extension of the Temporary Permissions Regime deadline