News

FCA publishes consultation paper

FCA publishes business plan for 2017/18

Legislative reform now in force

A useful summary of the Article 50 situation “in less than 500 words” prepared by Chris Finney of Cooley LLP

FCA raises concerns over inappropriate influence of introducers over authorised firms’ investment choices

FCA publishes Consultation Paper CP16/24 reviewing qualifications

Firms may unintentionally and unnecessarily hold permission ‘advising on P2P agreements’

FCA publishes Consultation Paper CP16/24 reviewing qualifications

European Parliament rejects proposed PRIIPs Regulatory Technical Standards

Following on from PRIIPs (see previous article), ESMA has published an updated version of its Q&As (2016/1165) concerning the “provision of CFDs and other speculative products to retail investors under MiFID”.

On the 4th May 2016, the EU’s General Data Protection Regulation (GDPR) was published. Firms need to firm up their data breach procedures.

In a move which reflects a lot of recent predictions, one Japanese insurance company has replaced a number of claims processing staff with an artificial intelligence system.

The ramifications of sending an email to the wrong person are sometimes far worse than simply embarrassing.

A useful summary of the Article 50 situation “in less than 500 words” prepared by Chris Finney of Cooley LLP

The evidence supporting claims of 2016 being the year for ransomware begs the question on 2017's prospects.