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Brexit and Fund Managers

Alternative Investment Fund Managers (AIFMs) and MiFID firms need to consider the impact that Brexit will have on their business in the light of recent opinion issued by ESMA to relevant EU national regulators.

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FX Global Code

This new Code is relevant to all FX market participants, whether buy-side or sell-side, regardless of ‘product’, including E-Trading Platforms (page 4 provides a guide to the types of entities to which the Code will be relevant – ranging from the treasury operations of family offices to hedge funds and “financial institutions”).

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Regulatory News

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Brexit and Fund Managers

Alternative Investment Fund Managers (AIFMs) and MiFID firms need to consider the impact that Brexit will have on their business in the light of recent opinion issued by ESMA to relevant EU national regulators.

Brexit and Fund Managers Image

Brexit and Article 50

A useful summary of the Article 50 situation “in less than 500 words” prepared by Chris Finney of Cooley LLP

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Retail News

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Brexit and Fund Managers

Alternative Investment Fund Managers (AIFMs) and MiFID firms need to consider the impact that Brexit will have on their business in the light of recent opinion issued by ESMA to relevant EU national regulators.

Brexit and Fund Managers Image

PRIIPs Delay

European Parliament rejects proposed PRIIPs Regulatory Technical Standards

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GRC Issues

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Brexit and Fund Managers

Alternative Investment Fund Managers (AIFMs) and MiFID firms need to consider the impact that Brexit will have on their business in the light of recent opinion issued by ESMA to relevant EU national regulators.

Brexit and Fund Managers Image

Redundancy, dear Watson

In a move which reflects a lot of recent predictions, one Japanese insurance company has replaced a number of claims processing staff with an artificial intelligence system.

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Oops, Wrong Recipient

The ramifications of sending an email to the wrong person are sometimes far worse than simply embarrassing.

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Brexit and Article 50

A useful summary of the Article 50 situation “in less than 500 words” prepared by Chris Finney of Cooley LLP

Brexit and Article 50 Image