Will provides ongoing regulatory guidance and support to clients, predominately Alternative Investment Fund Managers, asset managers, advisory and corporate finance firms. He has also assisted firms implement compliance procedures and policies and carried out compliance reviews at various firms.
Will has previously worked at a Swiss Private Bank and an investment management firm for two years, where he held both the CF10 and CF11 functions. As part of the CF10 role, Will enhanced the firm’s compliance monitoring programme, advised and assisted with the implementation of the Retail Distribution Review (RDR) and advised the firm on numerous aspects of the FCA regulations as they affect retail clients. Will has also gained significant anti-money laundering experience.
Will holds the Diploma in Investment Compliance from the Chartered Institute for Securities & Investment.