Len provides on-going support and guidance to a number of clients including hedge funds, wealth managers, brokers, private equity, and corporate finance firms. Len has over 11 years of experience working in the Financial Services industry and a broad range of experience in the UK and EU regulatory environments. He has delivered work across the Financial Services sector including governance, credit risk, conduct risk and Board effectiveness reviews.
Len has previously worked for firm where he undertook various Internal Audits and worked on a number of FSMA Section 166 reviews at banks commissioned by the PRA. Len has also worked at the Financial Conduct Authority, during which time he guided firms on various aspects of the Handbook, Authorisation process, regulatory reporting and EU Directives, including AIFMD, CRD IV and MCD.