Richard has responsibility for information management and operates as a consultant on governance, risk and compliance issues.
His primary role is heading up Complyport’s FinTech and RegTech practice areas. At a high level, this involves the management and development of Complyport’s online service offerings through Complyport’s Portal and the management of technology-led or technology-related client projects.
Richard is also involved in project management work which covers firms’ requirements outside the traditional client business models, including project leads on authorisations and VoP applications for newer technology firms, or firms deploying new technologies in the provision of traditional services. These projects have involved software houses, full-scope CRD IV firms, p2p firms, PSIs and EMIs, based both within the UK and entering the UK from other jurisdictions.
Richard has a Masters Degree from Oxford University.