Simon is the Head of Retail Services at Complyport Limited. He is a compliance professional with more than 25 years extensive Financial Services experience gained from working in and with a broad spectrum of Financial Services companies. Directly involved in regulatory compliance for 20+ years, both as practitioner and consultant, and has dealt with a wide range of Financial Services regulators.
Specialist in Culture, Governance and Conduct issues, Senior Management Controls, enterprise-wide regulatory Risk Assessment, financial crime. Simon also has experience of specialist projects including Skilled Person Reviews, conduct risk investigations and past business reviews.
Simon has conducted audits on various financial institutions and has experience of providing consultancy services to many sectors.