Becoming an FCA authorised financial services firm
Complyport’s specialist financial services authorisations team will assist you in securing your firm’s authorisation with the Financial Conduct Authority (“FCA”) in the United Kingdom. Our experienced team can help Investment Advisers, Investment Funds (AIFs and UCITS), Alternative Investment Fund Managers, UCITS Management Companies, Payment Institutions (PI) and Electronic Money Institutions (EMI), Administrative Services Providers, Credit Institutions, Insurance and Mortgage Intermediaries, Wealth Managers, Retail investment Advisers, Discretionary Investment Managers, Insurers and Banks secure their FCA license.
With more than 20 years of experience as governance, risk, and compliance consultants, we have helped as a Group of experts over 1,000 financial services firms successfully get authorised with the FCA and European Union Regulators. With this impeccable track record and our vast experience, we are well placed to advise financial services firms on FCA application and authorisation best practise. We can also provide insight to ensure your FCA authorisation is accepted with as little fuss as possible.
Within the FCA application service, Complyport’s experts will supply your company with all its compliance documents, policies and procedures to ensure you are up to date and ready to trade once the FCA authorisation is successful.
With Complyport’s pan European coverage, we assist firms who are looking to be authorised outside of the UK as well. Based on our expertise and experience, the following is a full list of European jurisdictions in which we can manage financial services authorisations:
|United Kingdom – Financial Conduct Authority (“FCA”)|
|Ireland – Central Bank of Ireland (“CBI”)|
|Malta – Malta Financial Services Authority (“MFSA”)|
|Cyprus – Cyprus Securities and Exchange Commission (“CySEC”)|
|Luxembourg – Commission de Surveillance du Secteur Financier (“CSSF”)|